Article Text

PDF

What is an ROC curve?
  1. Zhe Hui Hoo1,2,
  2. Jane Candlish1,
  3. Dawn Teare1
  1. 1 School of Health and Related Research (ScHARR), University of Sheffield, Sheffield, UK
  2. 2 Sheffield Adult CF Centre, Northern General Hospital, Sheffield, UK
  1. Correspondence to Dr Zhe Hui Hoo; z.hoo{at}sheffield.ac.uk

Abstract

The paper by Body et al is concerned with the evaluation of decision aids, which can be used to identify potential acute coronary syndromes (ACS) in the ED. The authors previously developed the Manchester Acute Coronary Syndromes model (MACS) decision aid, which uses several clinical variables and two biomarkers to ‘rule in’ and ‘rule out’ ACS. However, one of the two biomarkers (heart-type fatty acid bindingprotein, H-FABP) is not widely used so a revised decision aid has been developed (Troponin-only Manchester Acute Coronary Syndromes, T-MACS), which include a single biomarker hs-cTnT. In this issue, the authors show how they derive a revised decision aid and describe its performance in a number of independent diagnostic cohort studies. Decision aids (as well as other types of ‘diagnostic tests’) are often evaluated in terms of diagnostic testing parameters such as the area under the receiver operating characteristic (ROC) curve, sensitivity and specificity. In this article, we explain how the ROC analysis is conducted and why it is an essential step towards developing a test with the desirable levels of sensitivity and specificity.

  • ROC curve
  • diagnostic accuracy
View Full Text

Statistics from Altmetric.com

Introduction

Making a diagnosis is an important role for clinicians, and often a range of tests are used to supplement history-taking and examination. However, not all diagnostic tests are equal, hence it is important to evaluate the diagnostic abilities of those tests.

What physicians want to know is whether a specific condition is present, or not present. Diagnostic tests can produce either yes/no answers (binary results) or a number on a continuous scale. In the diagnosis of deep vein thrombosis (DVT), for example, Doppler ultrasound would produce a binary result (DVT present or absent). However, the serum D-dimer level used to detect DVT gives a number in a range of possible values. Diagnostic tests that produce continuous results are often dichotomised because the outcome of interest is generally binary. An example would be the threshold (or cut-off point) of 500 μg/L to distinguish between a ‘positive’ and a ‘negative’ D-dimer result.1

One of the challenges in interpreting the results of diagnostic tests that produce continuous measures is the selection of the threshold to distinguish a ‘positive’ test from a ‘negative’ test. We used the paper by Body et al 2 as an example to illustrate the role of receiver operating characteristic (ROC) curve in choosing the threshold cut-offs for the newly derived Troponin-only Manchester Acute Coronary Syndromes (T-MACS) score. The original Manchester Acute Coronary Syndromes (MACS) score used two thresholds to aid clinical decision making. A low threshold was set to ‘rule out’ a diagnosis of acute coronary syndromes (ACS) and a higher threshold was used to ‘rule in’ a diagnosis of ACS. Patients with test results falling between these two thresholds would require further clinical observation. The T-MACS (and the original MACS) score estimate the probability of ACS from 0 (lowest probability) to 1 (highest probability).

Generating an ROC curve

To produce an ROC curve, the sensitivities and specificities for different values of a continuous test measure are first tabulated. This results, essentially, in a list of various test values and the corresponding sensitivity and specificity of the test at that value. Then, the graphical ROC curve is produced by plotting sensitivity (true positive rate) on the y-axis against 1–specificity (false positive rate) on the x-axis for the various values tabulated.

Using an ROC curve to understand the diagnostic value of a test

An ROC curve that follows the diagonal line y=x produces false positive results at the same rate as true positive results. Therefore, we expect a diagnostic test with reasonable accuracy to have an ROC curve in the upper left triangle above the y=x line (‘reference line’), as shown in figure 1.

Figure 1

Troponin-only Manchester Acute Coronary Syndromes (T-MACS) receiver operating characteristic curve for acute coronary syndromes (ACS) using data from derivation set. AUC, area under the ROC curve.

The area under the ROC curve (AUC) is a global measure of the ability of a test to discriminate whether a specific condition is present or not present. An AUC of 0.5 represents a test with no discriminating ability (ie, no better than chance), while an AUC of 1.0 represents a test with perfect discrimination. The (unpublished) ROC curve for ACS (figure 1) which was generated from the T-MACS scores calculated for the derivation set has an AUC of 0.94 after correction for in-sample optimism by cross-validation, which would suggest that T-MACS score is a very good discriminator of ACS versus no ACS.

When selecting an optimal threshold (or cut-off point), we need to consider the aims of the diagnostic test, considering the significance and costs of a false-positive or false-negative interpretation. A commonly used approach when selecting a cut-off point is to give equal weight to the importance of sensitivity and specificity by choosing the point nearest to the top-left most corner of the ROC curve.3 This point is also known as the Youden Index.4 We illustrate how this is done using figure 1. If the interest was to simply find the optimal trade-off between sensitivity and specificity, then a T-MACS score of ≥0.34 represents this point of balance. We can read from the ROC curve that sensitivity is 83.4% and specificity is 94.6% at this threshold. If we use this threshold, then the T-MACS score has an accuracy of 92.2% in detecting ACS among adults presenting to ED with chest pain in the study. Accuracy is defined as the proportion of correct decisions (ie, true positive+true negative) over the number of total tested.5 The AUC can be thought of an indicator of overall ‘accuracy’, and there is only one AUC value for each ROC curve. On the other hand, ‘accuracy’ will vary from point-to-point along the ROC curve, as there is variation in sensitivity and specificity from point-to-point (see table 1).

Table 1

The sensitivity and specificity of the various T-MACS thresholds for ACS (derivation set)

By selecting the threshold based on the trade-off between sensitivity and specificity, we are assuming that the balance between false-positive and false-negative rates is not clinically important.6 This may not be true in two common scenarios. The first scenario is when the clinical risk of missing a particular diagnosis is disproportionate to the risk of overdiagnosis (or vice versa). The second scenario is when the primary intended use of a diagnostic test is for either ‘ruling-in’ or ‘ruling-out’ a target condition. In these scenarios, it is important to understand the balance between the two types of errors and to select the threshold accordingly.

Body et al selected a threshold of 0.02 for T-MACS and classify patients below this value as ‘ruled out’ (ie, very low risk) using the derivation set. This threshold has very high sensitivity (98.7%)—so if a patient score is this low, we are very confident they are at very low risk of ACS. However, scores above this threshold are only 47.6% specific, hence the accuracy of detecting ACS with this threshold is only 58.6%. As noted above, a T-MACS score threshold of 0.34 represents the optimal balance between sensitivity and specificity, thus has a higher accuracy of 92.2%. However, this threshold only has a sensitivity of 83.4% for detecting ACS. This means around 16.6% of adults presenting to ED with chest pain that have ACS will be undetected if a T-MACS score of <0.34 is considered a ‘negative’ test result. Therefore, despite the lower accuracy with a threshold of 0.02, it is a more useful threshold for ‘ruling out’ ACS since <2% of ACS cases will be undetected.

Body et al also selected a higher threshold of 0.95 for ‘ruling in’ ACS. This threshold also has a modest accuracy of 88.6%, due to the low sensitivity of 47.0%. However, this threshold has a specificity of 100%, which means there is no false-positive result. Therefore, we can be confident that a patient at this higher threshold is at a very high risk for ACS. In contrast, a T-MACS score of ≥0.34 will result in a false-positive rate of 5.4% despite its superior accuracy of 92.2%.

Table 1 represents the sensitivity and specificity of the various T-MACS thresholds for ACS using the derivation set, linking to the results tabulated in table 4 of the paper by Body et al. Table 1 illustrates the rising specificity and declining sensitivity with higher threshold values. A strength of the study by Body et al is the re-evaluation of the selected thresholds using a validation set. This yielded very similar results to the derivation set (eg, the sensitivity for the ‘ruled out’ threshold for ACS remains very high at 98.1%), suggesting that the thresholds selected are indeed robust.

Take home points

The ROC curve can be used to determine an appropriate cut-off, affecting the sensitivity and specificity of the test. The selection of a test threshold depends on the purpose of the test and not necessarily just by giving equal weight to sensitivity and specificity to achieve higher accuracy. 

References

View Abstract

Footnotes

  • Contributors All authors contributed to and approved of the final submitted manuscript.

  • Competing interests None declared.

  • Patient consent This is a concept paper and does not involve patients.

  • Provenance and peer review Not commissioned; internally peer reviewed.

Request permissions

If you wish to reuse any or all of this article please use the link below which will take you to the Copyright Clearance Center’s RightsLink service. You will be able to get a quick price and instant permission to reuse the content in many different ways.

Linked Articles