Reasons and evolution of non-thrombolysis in acute ischaemic stroke =================================================================== * T Reiff * P Michel ## Abstract **Introduction** Despite increasing evidence of its efficacy in advanced age or in mild or severe strokes, intravenous thrombolysis remains underused for acute ischaemic stroke (AIS). Our aim was to obtain an updated view of reasons for non-thrombolysis and to identify its changing patterns over time. **Methods** This is a retrospective study of prospectively collected data from the Acute Stroke Registry and Analysis of Lausanne (ASTRAL) from the years 2003–2011. Patients admitted with acute stroke in the past 24 hours who had not had thrombolysis were identified; reasons for non-thrombolysis documented in the prospectively entered data were tabulated and analysed for the group as a whole. Data were analysed for the years 2003–2006 and 2007 forward because of changes in contraindications. A subgroup of patients who arrived within the treatment window ≤180 min was separately analysed for reasons for non-thrombolysis. Predictors of non-thrombolysis were investigated via multivariate regression analyses. **Results** In the 2019 non-thrombolysed patients the most frequent reasons for non-thrombolysis were admission delays (66.3%), stroke severity (mostly mild) (47.9%) and advanced age (14.1%); 55.9% had more than one exclusion criterion. Among patients arriving ≤180 min after onset, the main reasons were stroke severity and advanced age. After 2006, significantly fewer patients were excluded because of age (OR 2.65, p<0.001) or (mostly mild) stroke severity (OR 10.56, p=0.029). Retrospectively, 18.7% of all non-thrombolysed patients could have been treated because they only had relative contraindications. **Conclusion** Onset-to-admission delays remain the main exclusion criterion for thrombolysis. Among early arrivals, relative contraindications such as minor stroke severity and advanced age were frequent. Thrombolysis rate increased with the reduction of thrombolysis restrictions (eg, age and stroke severity). * neurology, stroke * research, clinical * stroke * thrombolysis * urgent care ### Key messages #### What is already known on this subject? * Thrombolysis with recombinant tissue plasminogen activator (rt-PA) is standard therapy for patients with acute ischaemic stroke in the first 4.5 hours after stroke onset. Some contraindications defined at the introduction of thrombolysis with rt-PA for ischaemic stroke have not shown be increase the risk for patients. Therefore, most such patients should also be treated with thrombolysis and reasons for not being thrombolysed are of major interest in improving thrombolysis rates. #### What this study adds? * In this study using prospectively collected data from a large, single centre Swiss stroke database, we found that the primary reason for non-thrombolysis was delay in presentation. About 20% of patients who arrived within the appropriate timeframe were not thrombolysed due to only relative contraindications. Growing evidence about safety of thrombolysis in those certain patient groups may lead to higher thrombolysis rates. Finally, given that onset-to-admission delays remain the main exclusion criterion for thrombolysis, we could corroborate the urgent need for further optimising stroke recognition and pre-hospital systems of care by educating the population and (para)medical personnel about the paramount importance of time in suspected stroke. ## Introduction Intravenous thrombolysis with recombinant tissue plasminogen activator (rt-PA) administered within 4.5 hours from onset of stroke symptoms improves the clinical outcome of patients with acute ischaemic stroke (AIS).1–4 Some early arrival patients are not treated with rt-PA because of exclusion criteria that were previously based on exclusions from the initial thrombolysis trials.5 Further randomised trials6 and analyses from subgroups of trials7 and large case series have since suggested early thrombolysis is indicated even in advanced age,8 ,9 in both mild and high stroke severity and with rapidly improving symptoms.10–13 One prominent reason for non-thrombolysis is time delay.14 ,15 Although very early thrombolysis remains a major goal in acute stroke care, there is now scientific evidence that intravenous thrombolysis is effective up to 4.5 hours.2 ,4 With respect to relative and absolute contraindications for intravenous thrombolysis, our aim was to obtain the frequency and reasons for non-thrombolysis and how these have changes over time. ## Methods This was a retrospective analysis of the Acute STroke Registry and Analysis of Lausanne (ASTRAL). As described previously,16 data of all patients with AIS admitted to the stroke unit and/or intensive care unit at the Centre Hospitalier Univeristaire Vaudois (CHUV), Switzerland, between 2003 and 2011 were collected in a pre-specified manner at the time of patient presentation. Demographic data, onset-to-door-time, known or newly diagnosed vascular risk factors (arterial hypertension, atrial fibrillation, diabetes mellitus, valve replacements, coronary artery disease, smoking, etc) and previous cerebrovascular events were recorded. Stroke pathophysiology was classified according to the Trial of Org 10172 in Acute Stroke Treatment17 classification, with four classes added (cervical artery dissections, likely atherosclerosis without significant stenosis,18 multiple mechanisms and probable relation to a patent foramen ovale). Stroke severity on arrival was recorded with the National Institute of Health Stroke Scale (NIHSS) score performed or supervised by certified medical personnel. Relevant data such as demographics, initial NIHSS score, onset-to-admission delays, acute recanalisation treatment and reasons for non-thrombolysis were completely available because the registry forces the user to complete these fields. Thrombolysis and stroke management of ASTRAL patients and the written in-hospital thrombolysis guidelines are in line with European Stroke Organisation (ESO)19 and Swiss recommendations20 and are adapted regularly to take account of evidence-based publications.2 ,21 ,22 Detailed reasons for non-thrombolysis are pre-specified in ASTRAL and collected in six domains: time delays, initial stroke severity, age, imaging, high bleeding risk and other reasons. The detailed reasons for each domain with modifications over time are listed in table 1. In the whole observation period, thrombolysis contraindications were classified as absolute or relative (table 1). Further absolute contraindications such as acute pancreatitis, bacterial endocarditis, pericarditis, oesophageal varices, ulcerative gastrointestinal disease or neoplasms with acute bleeding risk are not explicitly listed but were considered in the database. Reasons for non-thrombolysis could be singular or multiple. The absence of any good reasons against intravenous thrombolysis according to the current hospital recommendations (a ‘missed’ thrombolysis opportunity) was explicitly documented at the time of entering the data in ASTRAL, that is, during the acute hospital stay of the patient. Using the ASTRAL registry, consecutive patients with AIS admitted to the stroke unit and/or intensive care unit at the CHUV between 2003 and 2011 within 24 hours of the last proof of good health were retrospectively analysed for the reasons why they did not receive intravenous rt-PA treatment. Since delayed presentation was likely to be an important factor in those presenting outside the treatment window, we also compared the reasons for non-thrombolysis between those presenting within the early treatment window and those presenting later. Because the response to thrombolysis becomes minor beyond 3 hours and even less beyond 4.5 hours,23 we chose 180 min as the latest cut-off, considering that patients could not be thrombolysed beyond this delay before 2008 and allowing for some in-hospital time thereafter. Additionally, we compared the frequency and reasons for non-thrombolysis during the first (2003–2006) versus the second (2007–2011) half of the observation period to identify changes in thrombolysis implementation and decision-making over time. The 2006 cut-off was chosen in order to obtain two cohorts of comparable size which maximised the power of the statistical analysis to identify true differences between the two time periods. Sample size was based on the number of patients in the registry. The anonymised use of ASTRAL data for scientific purposes without the need for individual consent was approved by the Ethics Committee for Research on Humans of the canton of Vaud, sub-commission III. View this table: [Table 1](http://emj.bmj.com/content/34/4/219/T1) Table 1 Contraindications for thrombolysis in our centre, with changes over time (some further softening of contraindications took place since end of data collection for this analysis) ### Statistical analysis We calculated the proportion of patients not receiving thrombolysis for the entire period and for the time periods between 2003–2006 and 2007–2011. Descriptive statistics of non-thrombolysed and thrombolysed patients (baseline characteristics/mechanisms of stroke) and of the most common reasons for non-thrombolysis are presented. Patients arriving before and after 180 min and patients with admission during the first (2003–2006) versus the second (2007–2011) half of the observation period were compared using a logistic regression model that included potential predictor variables (age, sex, NIHSS score at admission, risk factors, stroke mechanism, time/severity/imaging/bleeding/other reasons for non-thrombolysis). The OR and its 95% CI or its associated p values were given to quantify and test the significance of the strength of the association. Predictors with p<10% in bivariate analysis were used to fit a multivariate logistic model. P Values of 0.683 (table 2) and 0.469 (table 3) in Hosmer-Lemeshow goodness-of-fit test suggested that each model fitted reasonably well. Analyses were conducted with STATA/IC (V.13.0; College Station, Texas, USA). View this table: [Table 2](http://emj.bmj.com/content/34/4/219/T2) Table 2 Reason for non-thrombolysis. Multivariate analysis of reasons for non-thrombolysis divided by onset-to-admission delay (≤180 min vs >180 min) View this table: [Table 3](http://emj.bmj.com/content/34/4/219/T3) Table 3 Multivariate analysis of reasons for non-thrombolysis comparing the first (n=959) with the second (n=1060) half of the observation period ## Results ### Patient population Over the 9-year observation period, 599 of 2618 patients with AIS (22.9%) in ASTRAL received thrombolysis. The annual thrombolysis rate increased from 9.7% in 2003 to 33.6% in 2011. Among all thrombolysed patients, 27.5% were thrombolysed between 2003 and 2006 and 72.5% were thrombolysed between 2007 and 2011. The median age of non-thrombolysed patients was 73 (IQR 61, 82); admission NIHSS score was 4.5 (IQR 2, 10), whereas the median age of those thrombolysed was 69 (IQR 58, 78) and median NIHSS score was 13 (IQR 8, 19, table 4). Among both thrombolysed and non-thrombolysed patients, cardioembolism was the most common aetiology of the stroke. Non-thrombolysed patients had less cardioembolic strokes respectively more microangiopathic aetiology than thrombolysed patients (see online supplementary table S1). Further baseline characteristics of thrombolysed and non-thrombolysed patients are listed in table 4. During the study period, the number of endovascular recanalisation treatments (mostly combined intravenous and mechanical thrombectomy) remained minor thrombolysis and reached 5/98 patients (5.1%) in 2011. Yearly thrombolysis rates are set out in figure 1. Stroke aetiology of the 2019 non-thrombolysed and 599 thrombolysed patients is shown in online supplementary table S1. View this table: [Table 4](http://emj.bmj.com/content/34/4/219/T4) Table 4 Baseline characteristics of non-thrombolysed and thrombolysed patients. Continuous variables are given as medians with IQR (lower and upper quartiles) and as n (%) for categorical variables ![Figure 1](http://emj.bmj.com/https://emj.bmj.com/content/emermed/34/4/219/F1.medium.gif) [Figure 1](http://emj.bmj.com/content/34/4/219/F1) Figure 1 Rates of thrombolysed patients per year (n=2618). ### supplementary table Mechanisms of stroke of non-thrombolysed and thrombolysed patients1 [[emermed-2015-205140supp_table.pdf]](pending:yes) ### Relative contraindications A total of 321 of all non-thrombolysed patients (15.9%) had only relative contraindications to thrombolysis as defined in table 1. Of these, 283 patients (14.0%) had only one and 38 (1.9%) had multiple relative contraindications. About 57 patients (2.8%) had clearly been overlooked as candidates for thrombolysis by the physician not performing the thrombolysis when compared with the current hospital recommendations at the time. ### Reasons for non-thrombolysis of patients The most frequent causes for exclusion of thrombolysis among all patients were onset-to-admission delays (often including wake-up strokes), which were found in 66.3% of non-thrombolysed patients followed by mild strokes (45.8%), according to the hospital guidelines at the time (table 5). A total of 1128 patients (55.9%) had more than only one reason for exclusion. View this table: [Table 5](http://emj.bmj.com/content/34/4/219/T5) Table 5 Reasons for not being thrombolysed (n=2019) ### Reasons for non-thrombolysis for those within the early therapeutic window The median age of non-thrombolysed patients treated ≤180 min was 73 (IQR 61, 82), admission NIHSS score was 4.5 (IQR 2, 11) and main stroke aetiology was cardioembolic (30.8%) followed by macroangiopathic stroke without significant stenosis18 (13.5%) and macroangiopathic stroke with ≥50% stenosis (13.2%), whereas the median age of those treated >180 min was 73 (IQR 60, 82), median NIHSS score was 5 (IQR 2, 10) and main stroke aetiology was cardioembolic (26.1%) followed by microangiopathic stroke (17.1%) and macroangiopathic stroke without significant stenosis (14.9%). The bivariate analysis of patients treated ≤180 min versus >180 min after stroke onset is shown in table 6; significantly more patients in the early group had severity reasons for exclusion (mostly too mild strokes), were aged > 80 years, had higher bleeding risks and had other reasons like recent stroke or pre-stroke comorbidity/dependency. In the multivariate analysis of early (≤180 min) versus late arriving non-thrombolysed patients, those in the early group significantly had more mild strokes, were aged >80 years, had high bleeding risk and had atrial fibrillation (table 2). Among patients admitted early, reasons for not being thrombolysed were more often a combination of different reasons rather than one single reason alone. View this table: [Table 6](http://emj.bmj.com/content/34/4/219/T6) Table 6 Reasons for non-thrombolysis divided by onset-to-admission delay (≤180 min vs >180 min) ### Change over time The median age of non-thrombolysed patients treated in 2003–2006 was 73 (IQR 60, 81); admission NIHSS score was 5 (IQR 3, 12) and main stroke aetiology was cardioembolic (28.9%) followed by microangiopathic stroke (17.8%) and macroangiopathic stroke without significant stenosis (15.7%), whereas the median age of those treated in 2007–2011 was 74 (IQR 61, 83); median NIHSS score was 4 (IQR 2, 9) and main stroke aetiology was cardioembolic (28.4%) followed by macroangiopathic stroke without significant stenosis (14.3%) and microangiopathic stroke (14.1%). Most frequently, time reasons were a cause for not being thrombolysed, showing significantly more patients with unknown stroke onset in the group treated 2007–2011 followed by severity reasons, showing significantly more patients with too severe stroke or rapid improvement of stroke symptoms in the group treated 2003–2006 (table 7). More patients treated in 2003–2006 were excluded from thrombolysis than in 2007–2011 (86.7% vs 73.5%). Of those 378 non-thrombolysed patients who had no (or only relative) contraindications, 204 (54%) were treated in the earlier period and 174 (46%) in the later period. After distraction of patients thrombolysed in the extended time window of 3–4.5 hours after October 2008, there was still an increase in the number of thrombolysed patients in the later time period (figure 1). Compared with the 2007 onward group (multivariate analysis, table 3), in the 2003–2006 group, significantly more patients were excluded because they were thought to be too severely affected, their age was >80 years, they had rapid neurological improvement or they were too late arriving. After 2006 (when older patients and later-arriving patients could be thrombolysed), significantly more patients were excluded because of unknown stroke onset, too mild stroke, comorbidity or dependency, unrecognised stroke, increased bleeding risk, imaging reasons and intracranial haemorrhage. Also more patients had diabetes and hyperlipidaemia, while fewer patients had microangiopathic strokes. View this table: [Table 7](http://emj.bmj.com/content/34/4/219/T7) Table 7 Reasons for non-thrombolysis comparing the first with the second half of the observation period ## Discussion Using a consecutive single-centre series of patients with AIS having detailed pre-specified recording of reasons for non-thrombolysis over a period of 9 years, we found time delays to be the main reason. We also found a remarkable number of patients excluded from thrombolysis on account of one single relative contraindication—mild stroke symptoms being the most frequent cause in all patients and in early arrivals. The thrombolysis rate increased over time because fewer restrictions related to age, stroke severity, comorbidities or other relative contraindications were applied and the time window was increased from 3 to 4.5 hours in November 2008, leading to fewer patients excluded because of arriving too late. Long pre-hospital time delays underline the importance of improving stroke recognition via continuous public awareness campaigns and use of simplified pre-hospital stroke scales (eg, FASTER protocol24) by dispatchers and paramedics. Furthermore, triage, routines of pre-notification of specialised hospitals and diagnosis by telemedicine approaches could optimise pre-hospital patient flow.25–29 A significant number of patients (especially those with wake-up strokes) would also benefit from a further extension of the time window: several such late revascularisation trials are now in progress.30–32 The relative frequency of reasons for non-thrombolysis was similar to previously published data,15 ,33–35 but we found more patients excluded because of advanced age or unknown stroke onset. The large number of patients excluded because of unknown stroke onset, especially in the second observation period, may be due to an increase of such patients referred to us after our randomised pilot trial on thrombolysis for unknown stroke onset.36 In the first half of the observation period, age >80 years was a main reason for non-thrombolysis. ‘Too severe stroke’ or rapid improvement was also found as a reason but, because of low frequencies, did not contribute to the failure of thrombolysis in a substantial way. In the second half of the observation period, after the age restriction was removed, ‘too mild stroke’ became a relatively more frequent reason for non-thrombolysis, although we lowered our threshold NIHSS score from 6 to 4 and recommended thrombolysis for patients with isolated aphasia or hemianopia. Significantly more patients in the second observation period were not thrombolysed because of comorbidities, pre-stroke dependency or bleeding risks, probably reflecting an increasingly fragile stroke population over time. Many trials now confirm the safety and efficacy of thrombolytic therapy in patients with too mild stroke symptoms and in those aged >80 years.9–11 ,22 ,23 However, only one of these trials (International Stroke Trial-36) had a randomised controlled design with pre-specified subgroup analysis. The main benefit in this study was seen within the first 3 hours. Another randomised trial focusing on the elderly is in progress (Thrombolysis in Elderly Stroke Patients in Italy37). Thrombolysis is also effective in patients with mild stroke symptoms38–43 and can be improved by multimodal imaging.44 The strengths of our study are pre-specified and detailed documentation of exclusion criteria for thrombolysis. Its limitation is its monocentric character with specialised stroke care, where a subset of patients with AIS was specifically referred for acute recanalisation therapy. Still, 77.8% of the population examined came from our primary catchment area and most non-thrombolysed patients came from this area. ## Conclusions Liberalising criteria for thrombolysis were associated with an increase in thrombolysis of stroke patients at our centre. Onset-to-admission delays remain the main exclusion criteria for thrombolysis, emphasising the need for better pre-hospital stroke identification and patient delivery. However, in patients arriving early, relative contraindications prevented thrombolysis in about 20% of otherwise eligible patients. ## Footnotes * Contributors PM: designing data collection tools, monitoring data collection, conception and design of the study, interpretation of data, manuscript writing, final approval of the version to be published and responsible for the overall content as guarantor. TR: conception and design of the study, cleaning and statistical analysis of data, interpretation of data, manuscript writing, submitting and responsible for the overall content as guarantor. * Funding Swiss Heart Foundation. * Competing interests PM: speaker fees from Bayer, Pfizer, Medtronic, St Jude Medical and Boehringer Ingelheim; consulting fees from Pierre-Fabre and Amgen; honoraria from scientific advisory boards of Bayer, Pfizer and Boehringer Ingelheim. * Ethics approval Ethics Committee for Research on Humans of the canton of Vaud, sub-commission III. * Provenance and peer review Not commissioned; externally peer reviewed. * Data sharing statement All the data of this study are only available with the authors. 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